Rewards and Risks of Direct Communication for the Audit Team

If you have a stakeholder in an audit, you should consider the benefits and dangers of immediate communication on the audit group. Oftentimes, a stakeholder should disagree with the click here for more auditors’ observations and feel tricked. If this is the case, the auditors will strive to clarify their particular position and gives context with regard to their observations. They may also seek to gather further facts or perhaps evidence to support their ideas. While direct communication with stakeholders is very important, it must be reinforced with the dependence on independence.

The audit group should communicate with the entity on an recurring basis. For instance , the team should discuss how a audit will certainly become conducted, what issues will be discussed and which areas will be be subject to the audit. In addition , they have to discuss the scope of this audit, conditions used, and management’s responsibility in the subject area. It is crucial to maintain very good relations with the entity, playing comments and discussing difficulties as they occur. The exam team’s goal is to deliver an objective and fair are accountable to the business.

On-site audits often present the greatest obstacle for direct communication. Only a few team members will be seated by their pcs, and cell phone signals might not be strong enough to allow private talks. Furthermore, the schedule is normally so tight, team discussions need to wait until scheduled workforce meetings. Due to this fact, follow-up about audit tracks may be late. This is why successful communication between audit staff and the operations team is extremely important.

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